ABST

Abstain

Vote expressed as abstain. In this case, the issuing company will add the number of shares to the quorum of the meeting. If the voting right is not executed, it will not be added to the quorum. In this case, code NOAC should be used.

AMGT

Vote Against Management

Vote against management.

BOBD

Beneficial Owner Breakdown Request

Breakdown of beneficial ownership required for withholding tax reclaim event.

BSPL

Bonus Share Plan

Receive equities from the Share Premium Reserve of the company and considered as a capital distribution rather than a disbursement of income with different tax implications (typically found in Australia).

BUYA

Buy Up

Buy additional securities to round up position.

CASE

Cash and Securities

Corporate action option includes a distribution of both cash and securities to holders.

CASH

Cash

Distribution of cash to holders.

CEXC

Consent and Exchange

Vote to consent to change the terms of the securities agreement and to exchange securities.

CONN

Consent Denied

Vote not to approve the event or proposal.

CONY

Consent Granted

Vote to approve the event or proposal.

CTEN

Consent and Tender

Vote to consent to change the terms of the securities agreement and to tender securities for cash.

EXER

Exercise

Exercise intermediate securities or warrants.

LAPS

Lapse

Allow event or entitled security to expire.

MKDW

Mark-Down

Mark down the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs.

MKUP

Mark-Up

Mark up the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs).

MNGT

Vote With Management

Vote with management.

MPUT

Retain

An option that allows a holder to elect to retain their holding, for example, a putable bond.

NOAC

No Action

Option for the account owner not to take part in the event. This would include opt-out for class actions and lodging of dissenters' rights.

NOQU

Non Qualified Investor

The account owner is a Non-Qualified Investor.

OFFR

Proposed Rate

In a remarketing of variable notes, the margin that shareholders can propose in respect of the next interest period.

OTHR

Other

Generic corporate action option to be used in case that no other specific code is appropriate.

OVER

Oversubscribe

Subscribe to more equities than underlying securities position allows.

PROX

Proxy Card

Issue a proxy card in case of voting.

PRUN

Unknown Proceeds

Proceeds not known during election period. The option can result in cash and/or securities.

QINV

Qualified Investor

The account owner is a Qualified Investor.

SECU

Securities Option

Distribution of securities to holders.

SLLE

Sell Entitlement

Sell the intermediate securities.

SPLI

Split Instruction

Option to give a split instruction, for example, a split voting instruction on a meeting.

TAXI

Tax Instruction

Tax instruction.

ABST

Abstain

Vote expressed as abstain. In this case, the issuing company will add the number of shares to the quorum of the meeting. If the voting right is not executed, it will not be added to the quorum. In this case, code NOAC should be used.

AMGT

Vote Against Management

Vote against management.

BOBD

Beneficial Owner Breakdown Request

Breakdown of beneficial ownership required for withholding tax reclaim event.

BSPL

Bonus Share Plan

Receive equities from the Share Premium Reserve of the company and considered as a capital distribution rather than a disbursement of income with different tax implications (typically found in Australia).

BUYA

Buy Up

Buy additional securities to round up position.

CASE

Cash and Securities

Corporate action option includes a distribution of both cash and securities to holders.

CASH

Cash

Distribution of cash to holders.

CEXC

Consent and Exchange

Vote to consent to change the terms of the securities agreement and to exchange securities.

CONN

Consent Denied

Vote not to approve the event or proposal.

CONY

Consent Granted

Vote to approve the event or proposal.

CTEN

Consent and Tender

Vote to consent to change the terms of the securities agreement and to tender securities for cash.

EXER

Exercise

Exercise intermediate securities or warrants.

LAPS

Lapse

Allow event or entitled security to expire.

MKDW

Mark-Down

Mark down the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs.

MKUP

Mark-Up

Mark up the global certificate as a result of a corporate action (instruction from ICSDs to common depositories who are holding the global certificate on behalf of the ICSDs).

MNGT

Vote With Management

Vote with management.

MPUT

Retain

An option that allows a holder to elect to retain their holding, for example, a putable bond.

NOAC

No Action

Option for the account owner not to take part in the event. This would include opt-out for class actions and lodging of dissenters' rights.

NOQU

Non Qualified Investor

The account owner is a Non-Qualified Investor.

OFFR

Proposed Rate

In a remarketing of variable notes, the margin that shareholders can propose in respect of the next interest period.

OTHR

Other

Generic corporate action option to be used in case that no other specific code is appropriate.

OVER

Oversubscribe

Subscribe to more equities than underlying securities position allows.

PROX

Proxy Card

Issue a proxy card in case of voting.

PRUN

Unknown Proceeds

Proceeds not known during election period. The option can result in cash and/or securities.

QINV

Qualified Investor

The account owner is a Qualified Investor.

SECU

Securities Option

Distribution of securities to holders.

SLLE

Sell Entitlement

Sell the intermediate securities.

SPLI

Split Instruction

Option to give a split instruction, for example, a split voting instruction on a meeting.

TAXI

Tax Instruction

Tax instruction.

OPLF

Odd Lot Preference

Tender or Exchange with the Odd Lot Preference.