Securities SEG and Derivatives SubSEG

The scope of the Securities SEG includes the messages supporting transactions and business processes related to the following non-exhaustive list of financial instruments:

For the Securities SEG:

• Equities
• Fixed income
• Funds

For the Derivatives SubSEG:

• Over-The-Counter (OTC) Derivatives
• Listed Derivatives
• for the following asset classes: Interest Rate, Credit, Equity, Commodity, FX

• Initiation, pre-trade including RFQ and credit limit check, clearing eligibility and margin quote
• Trade, post-trade including post-trade events such as novation, termination, increase, amendment, option events, and external events such as index and basket changes
• Clearing and settlement
• Securities management: account opening, standing orders, transaction and account information, advices and statements from account servicing institutions to account owners along the processing chain, queries and investigations
• Custody: income, corporate actions, proxy voting
• Collateral management: collateral, repos, securities lending and borrowing
• Regulatory reporting including real-time and snapshot reporting

• Investment managers, distributors, transfer agents, fund administrators
• Broker/dealers
• Stock exchanges, ETC providers, confirmation and execution platforms
• Regulators
• Custodians
• Clearing houses, CCPSs
• CSDs, ICSDs
• Market data providers
• Market Infrastructures
• Service bureaux

• Securities SEG Convenor: Mrs. Christine Strandberg
• Securities SEG Vice Convenor: Mr. Charles-Raymond Boniver
• Securities SEG Secretary: Mr. Benoit Van Daele

• Derivatives SubSEG Convenor: Mr. Harry McAllister
• Derivatives SubSEG Vice Convenor: Mr. Warren Rubin
• Derivatives SubSEG Secretary: Mr. Hanno Klein

Consult the list of registered experts (Securities SEG)
Consult the list of registered experts (Derivatives Sub-SEG)