Securities Standards Evaluation Group

Scope of the Securities SEG

The scope of the Securities SEG includes the messages supporting transactions and business processes related to the following non exhaustive list of financial instruments:

• Equities
• Fixed income
• Funds
• Derivatives

The business areas include:

• Initiation, pre-trade
• Trade, post-trade
• Clearing and settlement
• Securities management: account opening, standing orders, transaction and account information, advices and statements from account servicing institutions to account owners along the processing chain, queries and investigations
• Custody: income, corporate actions, proxy voting
• Collateral management: collateral, repos, securities lending and borrowing

The actors/roles involved include:

• Investment managers, distributors, transfer agents, fund administrators
• Broker/dealers
• Stock exchanges, ETC providers
• Regulators
• Custodians
• Clearing houses, CCPSs
• CSDs, ICSDs
• Market data providers
• Service bureaux

SEG management team:

Convenor: Mr. Kevin Wooldridge
Vice convenor: Mr. Amod Dixit
Secretary: Ms. Mireia Guisado-Parra