ISO International Organization for Standardization
ISO 20022 UNIversal Financial Industry message scheme
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Securities Standards Evaluation Group (SEG)

Scope of the Securities SEG

Click here for the Securities SEG Member list

The scope of the Securities SEG includes the messages supporting transactions and business processes related to the following non exhaustive list of financial instruments:

  • Equities
  • Fixed income
  • Funds
  • Derivatives

The business areas include:

  • Initiation, pre-trade
  • Trade, post-trade
  • Clearing and settlement
  • Securities management: account opening, standing orders, transaction and account information, advices and statements from account servicing institutions to account owners along the processing chain, queries and investigations
  • Custody: income, corporate actions, proxy voting
  • Collateral management: collateral, repos, securities lending and borrowing

The actors/roles involved include:

  • Investment managers, distributors, transfer agents, fund administrators
  • Broker/dealers
  • Stock exchanges, ETC providers
  • Regulators
  • Custodians
  • Clearing houses, CCPSs
  • CSDs, ICSDs
  • Market data providers
  • Service bureaux

Click here to access the list of UNIFI messages approved by the Securities SEG

Securities SEG Member list

Convenor: Ms. Karla K. McKenna
Vice convenor: Mr. Didier Hermans
Secretary: Mr. Chad Spitler

Representing (country or liaison organisation):Name:Company:E-mail address:
Australia
Andrew Blair
National Australia Bank
andrew.blair@bizintegration.com.au
CanadaJim StubbinsRBC Global Servicesjim.stubbins@rbcdexia-is.com
ClearstreamErwin PluysClearstreamepluys.cb@clearstream.com
DenmarkNiels HougaardVP Securities Servicesnwh@vp.dk
DenmarkIsmar HuskicDansk standard/Danish Standardsihu@ds.dk
DenmarkCharlotte Ravn VP Securities Services Not to be disclosed
EuroclearDidier HermansEurocleardidier.hermans@euroclear.com
EuroclearFrank Slagmolen Euroclearfrank.slagmolen@euroclear.com
EuroclearPetra Seynhaeve Euroclearpetra.seynhaeve@euroclear.com
EuroclearNadine Muhigiri Euroclearnadine.muhigiri@euroclear.com
EuroclearEtienne Larock Euroclearetienne.larock@euroclear.com
FinlandHanna Vainio NCSDHanna.Vainio@ncsdgroup.com
FISDMargit Mason Pershing LLC mmason@pershing.com
FISDMartin Sexton London Market Systems msexton@londonmarketsystems.com
FPL Jim Northey Lasalle Technology jimn@lasalletech.com
FpMLAndrew P ParryJP Morgan Not to be disclosed
FranceShany VenonBNP Paribasshany.venon@bnpparibas.com
FranceAndre Durand Societe Generale Securities Servicesandre.durand@socgen.com
FranceCharles Bichemin Societe Generale Securities Services charles.bichemin@socgen.com
GermanyArmin Borries Clearstream Banking AG aborries.cb@clearstream.com
GermanyPeter Ottlik WM Datenservice p.ottlik@wmdaten.com
GermanyThomas Geiger Cirquent thomas.geiger@cirquent.de
GermanyRudolf Siebel BVI  rudolf.siebel@bvi.de
GermanyUwe Thiemann COMIT AG uwe.thiemann@comit-consulting.de
ISITCJason BrasileState Street jbrasile@statestreet.com
ISITCJodi Fox BNY MellonFox.JL@Mellon.com
ISITCJames RobinsonNot to be disclosed Not to be disclosed
ISITCChad Spitler Barclays Global chad.spitler@barclaysglobal.com
JapanShunichiro UnnoJapan Securities Depository Centers-unno@jasdec.com
JapanTaketoshi MoriMitsubishi UFJ Financial Grouptaketoshi_mori@mufg.jp
LuxembourgFrançois Honoré First European Transfer Agent f.honore@firsteuro.com
LuxembourgBernard LenelleClearstreamblenelle.cb@clearstream.com
NetherlandsA. van AndelFortis Bank (Nederland) N.V.ton.van.andel@nl.fortisbank.com
NorwayErik O. SletteDnB NOR Bank ASAerik.slette@dnbnor.no
South AfricaLinda DaymondStandard BankLinda.Daymond@standardbank.co.za
South AfricaTertius VermeulenComputershare LtdTertius.Vermeulen@Computershare.co.za
SwedenPeter KraemerVPC ABpeter.kraemer@ncsdgroup.com
SWIFTKarin de RidderSWIFTkarin.deridder@swift.com
SWIFTJoshua J DerrickSWIFTjoshua.derrick@swift.com
SWIFTJuliette Kennel SWIFTjuliette.kennel@swift.com
SWIFTDana Brants SWIFTdana.brants@swift.com
SwitzerlandPeter Lippuner Credit Suissepeter.lippuner@credit-suisse.com
SwitzerlandGerd Hahn Credit Suisse gerd.hahn@credit-suisse.com
SwitzerlandMarkus Bolliger UBS markus.bolliger@ubs.com
TurkeySerkan Kilic Takasbank ISE Settlement and Custody Bank Inc.skilic@takasbank.com.tr
TurkeyFerit KurtogluHSBCferitkurtoglu@hsbc.com.tr
United KingdomDavid BroadwayInvestment Management Associationdbroadway@investmentuk.org
United KingdomDavid MoxomBarclays Capitaldavid.moxom@barcap.com
United KingdomDick HalesCityCompassdickhales@btinternet.com
United KingdomRoss McGillGlobeTaxross_mcgill@globetax.com
United KingdomAlan Jenkins  alan@jenkins.uk.com
United KingdomMatthew RawlingsJPMorgan Chase Bank, N.A matthew@stickledown.com
United KingdomJames WhittleAPACSjames.whittle@apacs.org.uk
United KingdomPaul Hojka APACSpaul.hojka@apacs.org.uk
United StatesEvelyn GaleanoHSBCevelyn.galeano@us.hsbc.com
United StatesEllen Goodman Omgeo LLC ellen.goodman@omgeo.com
United StatesBetsy IrwinThe Federal Reserve Bank of New York betsy.irwin@frb.org
United StatesPaul LacherDepository Trust and Clearing Corporationplacher@dtcc.com
United StatesKarla K. McKennaCitigroupkarla.k.mckenna@citi.com